市场合规专员 - 全远程 | 最高100美元/小时
Market Conduct Specialist - Fully Remote | Upto $100/hr
关于职位
Mercor 将顶尖的创意和技术人才与领先的 AI 研究实验室联系起来。公司总部位于旧金山，我们的投资人包括 Benchmark、General Catalyst、Peter Thiel、Adam D'Angelo、Larry Summers 和 Jack Dorsey。
职位：交易监控专家（市场滥用与行为监控）
类型：合同制
薪资：100 美元/小时
地点：远程
岗位职责
- 审查和分析模拟和现实中的交易场景，以识别市场滥用的迹象。
- 评估 AI 生成的监控警报，确定是否需要升级、关闭或进一步调查。
- 开发并优化针对内幕交易、市场操纵、挂单与层叠交易等的监控评估标准。
- 评估交易监控流程和警报调查方法。
- 对 AI 生成的案例叙述、调查和监管推理提供专业反馈。
- 验证监控结论是否符合相关法规和行业最佳实践。
- 贡献专业领域知识，以改进用于合规监控和金融犯罪检测的 AI 模型。
任职要求
必须具备
- 在交易监控、市场监控、市场滥用监控、合规监控或监管监督方面有 5 年以上经验。
- 具备使用 Nasdaq SMARTS、NICE Actimize、Eventus Validus、ACA Sigma、SteelEye、eFlow、OneMarket Surveillance、TradingHub 或类似解决方案的实战经验。
- 对市场滥用法规和框架有深入了解，包括 SEC 和 FINRA 法规、MAR（市场滥用条例）、MiFID II、FCA 市场行为要求以及交易所监控标准。
- 有调查监控警报并记录案件结果的经验。
- 熟悉股票、期权、期货、固定收益、外汇、大宗商品或数字资产市场。
- 能够清晰地以书面形式表达调查推理和监管结论。
- 英语沟通流利。
优先考虑
- 在投资银行、经纪交易商、交易所、监管机构、对冲基金、自营交易公司或监控技术供应商工作的经验。
- 有参与监控模型调优、警报校准、阈值优化或监控项目设计的经验。
- 有直接与监管机构合作或应对监管查询和检查的经验。
- 了解算法交易、高频交易和电子交易。
查看英文原文
About the job
Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco, our investors include Benchmark, General Catalyst, Peter Thiel, Adam D'Angelo, Larry Summers, and Jack Dorsey.
Position: Trade Surveillance Expert (Market Abuse & Conduct Monitoring)
Type:Contract
Compensation:$100/hour
Location:Remote
Role Responsibilities
- Review and analyze simulated and real-world trading scenarios for indicators of market abuse.
- Evaluate AI-generated surveillance alerts to determine escalation, closure, or further investigation.
- Develop and refine surveillance evaluation rubrics for Insider Trading, Market Manipulation, Spoofing & Layering, and more.
- Assess trade surveillance workflows and alert investigation methodologies.
- Provide expert feedback on AI-generated case narratives, investigations, and regulatory reasoning.
- Validate whether surveillance conclusions align with applicable regulations and industry best practices.
- Contribute domain expertise to improve AI models used for compliance monitoring and financial crime detection.
Qualifications
Must-Have
- 5+ years of experience in Trade Surveillance, Market Surveillance, Market Abuse Monitoring, Compliance Surveillance, or Regulatory Oversight.
- Hands-on experience with surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Eventus Validus, ACA Sigma, SteelEye, eFlow, OneMarket Surveillance, TradingHub, or similar solutions.
- Strong understanding of market abuse regulations and frameworks, including SEC and FINRA regulations, MAR (Market Abuse Regulation), MiFID II, FCA market conduct requirements, and exchange surveillance standards.
- Experience investigating surveillance alerts and documenting case outcomes.
- Familiarity with equities, options, futures, fixed income, FX, commodities, or digital asset markets.
- Ability to clearly articulate investigative reasoning and regulatory conclusions in written form.
- Fluent English communication skills.
Preferred
- Experience at investment banks, broker-dealers, exchanges, regulatory agencies, hedge funds, proprietary trading firms, or surveillance technology providers.
- Prior involvement in surveillance model tuning, alert calibration, threshold optimization, or surveillance program design.
- Experience working directly with regulators or responding to regulatory inquiries and examinations.
- Knowledge of algorithmic trading, high-frequency trading, and electronic market structure.
- Certifications such as CAMS, CISI, CFA, FRM, or equivalent compliance-related credentials.
Application Process (Takes 20–30 mins to complete)
- Upload resume
- AI interview based on your resume
- Submit form
Resources & Support
- For details about the interview process and platform information, please check:
- For any help or support, reach out to:
PS: Our team reviews applications daily. Please complete your AI interview and application steps to be considered for this opportunity.
Originally posted on Himalayas