交易监控专员，衍生品
Trade Surveillance Associate, Derivatives
准备好开展职业生涯中最有影响力的工作了吗？在Coinbase，我们对提升经济自由的使命毫不妥协。标准很高，环境紧张，我们喜欢这样。这里不是安于现状的地方，而是将你推向自己认知极限的地方。如果你准备与那些不愿满足于“足够好”的人一起打造金融的未来，你就在这里。Coinbase是一家以远程办公为主，但并非完全远程的公司。期待每季度进行一次高强度的线下工作会，称为“冲刺”。了解更多关于在Coinbase工作的信息。
作为Coinbase Derivatives, LLC（CDE）市场监管部的交易监控专员，这是一个需要亲力亲为的交易监控职位，你将帮助确保Coinbase的CFTC注册指定合约市场的完整性，通过监控交易活动、调查潜在违规行为，并执行CDE的规则手册。与首席合规官和市场监管部紧密合作，你将分析监控警报，调查破坏性交易行为，并制作支持CDE作为自律组织的监管义务的报告和文档。
你将负责：
- 调查潜在的交易行为违规，包括幌骗、洗单、资金传递活动、抢先交易、欺诈和其他由CDE参与者实施的破坏性交易行为，以确保符合CDE规则手册和适用的CFTC法规。
- 分析CDE交易监控系统生成的警报，与市场监管部领导合作，对需要特别审查的问题进行优先处理和升级。
- 制作调查报告，记录观察结果、发现和评估，确保所有查询和调查都符合记录保存要求。
- 根据CDE规则和程序，向首席合规官、CDE董事会和监管监督委员会提供交易活动相关事项的更新和演示。
- 从监控数据中识别模式和趋势，这些可能表明新兴市场风险或系统性合规缺口，建议流程改进以加强该计划。
所需技能和经验：
- 在受监管实体（DCMs、DCOs、交易所、经纪自营商或类似机构）中提供市场和交易监控支持3年以上。
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Ready to do the most impactful work of your career? At Coinbase, we are uncompromising on our mission to increase economic freedom. The bar is high, the environment is intense, and we like it that way. This isn't a place for complacency, it’s a place to be pushed past your perceived limits. If you're ready to build the future of finance alongside people who refuse to settle for "good enough," you belong here. Coinbase is a remote-first, but not remote-only company. Expect to get together quarterly for intense in-person working sessions called “surges.” learn more about working at Coinbase.
As a Trade Surveillance Associate in the Market Regulation Department of Coinbase Derivatives, LLC (CDE), this is a hands-on trade surveillance role where you'll help ensure the integrity of Coinbase's CFTC-registered designated contract market by monitoring trade activity, investigating potential violations, and enforcing CDE's rulebook. Working closely with the Chief Regulatory Officer and Market Regulation Department, you'll analyze surveillance alerts, conduct investigations into disruptive trading practices, and produce the reports and documentation that support CDE's regulatory obligations as a self-regulatory organization.
What you'll do:
- Investigate potential trade practice violations, including spoofing, wash trading, money pass activity, front running, fraud, and other disruptive trading activity by CDE participants to ensure compliance with CDE's rulebook and applicable CFTC regulations.
- Analyze alerts generated by CDE's trade surveillance system, triaging and escalating matters that require heightened review in partnership with Market Regulation Department leadership.
- Produce investigative reports documenting observations, findings, and assessments, maintaining compliance with recordkeeping requirements for all inquiries and investigations.
- Deliver updates and presentations to the Chief Regulatory Officer, CDE Board, and Regulatory Oversight Committee on matters related to trade activity in accordance with CDE rules and procedures.
- Identify patterns and trends across surveillance data that may indicate emerging market risks or systemic compliance gaps, recommending process improvements to strengthen the program.
Required Skills and Experience:
- 3+ years of experience providing market and trade surveillance support for regulated entities (DCMs, DCOs, exchanges, broker-dealers, or comparable).
- Sound understanding of market fundamentals, derivatives trading practices, and investigative and surveillance techniques, with the ability to apply CFTC regulations and exchange rulebooks to specific trading scenarios.
- Demonstrated ability to produce clear, well-organized investigative memoranda, reports, and presentations that synthesize complex trading data for stakeholders at all levels, including regulators.
- Experience managing multiple concurrent investigations and regulatory deadlines while maintaining accuracy and thoroughness across all active matters.
- Utilizes generative AI responsibly, maintaining human oversight to deliver business-ready outputs and drive measurable improvements in workflow efficiency, cost, and quality.
Pay Transparency Notice: Base salary varies by location (see range below). Total compensation may also include equity and bonus eligibility, and benefits (medical, dental, vision, 401(k)).
Annual base salary range (excluding equity and bonus):
$108,630—$127,800 USD
- Application Limit: Candidates may submit a maximum of 3 applications within a 6-month period.
- Equal Opportunity Employer: Coinbase is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or genetic information. Applicants with criminal histories will be considered consistent with applicable federal, state, and local laws.
- US Applicants: View Employee Rights, Know Your Rights, and E-Verify Notice of Participation.
- Accommodations: If you are an individual with a disability who needs a reasonable accommodation, email us your request and contact info at accommodations[at]coinbase.com. Need screen reading technology? Click here to download a free compatible screen reader and view the tutorial.
- Data Privacy & Arbitration: By submitting your application, you agree to our Candidate Privacy Notice. US applicants: By submitting your application, you agree to Arbitration of Disputes.