受监督的合规官员
Compliance Officer under Supervision
合规官员（受监督岗位）
地点：主要为远程岗位，但申请人应位于斯沃特/斯泰伦博斯或周边地区，以便拜访客户。
合同类型：初级职位 / 实习
任命日期：2027年1月5日
薪酬：与市场相关
参考编号：MCOMSupWCJul2026
职位描述
成功申请人将被任命为Moonstone Compliance（Pty） Ltd的受监督合规官员，并参与一项实践实习，在此期间将接受在向金融服务客户以及问责机构提供外包合规和风险管理服务方面的在职培训和指导。
受监督人员需协助监督员执行其法定职责，包括支持监督员进行立法风险识别和管理、合规监控以及行政支持功能，以降低不合规的风险。他们将积极协助向FAIS和FICA/AML客户提供合规服务，并在该职位上经过足够时间后，能够独立向问责机构提供服务。
职位要求
- 协助监督员识别立法风险并提高合规意识。
- 协助监督员制定适当的策略，有效确定和管理更广泛的监管风险环境。
- 监督对适用法律、行业动态和内部程序的遵守情况。
- 协助监督员就适用法律、行业动态和内部程序的不合规情况向客户提供指导和建议。
- 制定、实施和维护合规文件、政策和程序，以减少不合规风险。
- 编制和准备适用报告。
- 保持记录并执行相关的行政职能。
- 研究并及时了解适用法律、行业动态和内部程序。
- 与客户、潜在客户和行业相关人员进行咨询和沟通。
- 及时解决和回应客户查询。
- 积极协助寻找和维护指定客户小组。
技能与能力
- 能够解读和应用法律，提供监管指导，进行分析报告，具备商务写作能力，优秀的书面和口头沟通能力，研究能力，注重细节，
查看英文原文
Compliance Officer under Supervision
Location: Predominantly remote role, but applicant should ideally be located in Somerset West / Stellenbosch or surrounding areas to visit clients.
Contract Type: Junior Position / Internship
Appointment Date: 05 January 2027
Remuneration: Market related
Reference: MCOMSupWCJul2026
Role Description
The successful applicant will be appointed as a Compliance Officer under Supervision with Moonstone Compliance (Pty) Ltd and will participate in a practical internship, during which they will receive on the job training and mentorship in the provision of outsourced compliance and risk management services to financial services clients as well as accountable institutions.
The supervisee will be required to assist the supervisor in executing their statutory duties by supporting the supervisor in legislative risk identification and management, compliance monitoring, and administrative support functions to mitigate the risk of non compliance with legislation and regulations. They will actively assist with the delivery of compliance services to FAIS and FICA/AML clients and, after a sufficient amount of time in the role, will be able to render services to accountable institutions independently.
Job Specification
- Support the Supervisor to identify legislative risks and improve compliance awareness.
- Support the Supervisor to devise appropriate strategies to effectively determine and manage the broader regulatory risk environment.
- Monitor compliance with applicable legislation, industry developments and internal procedures.
- Support the Supervisor to guide and advise clients on non-compliance with applicable legislation, industry developments and internal procedures.
- Develop, implement, and maintain compliance documents, policies, and procedures to mitigate non-compliance.
- Compile and prepare applicable reports.
- Maintain records and perform related administrative functions.
- Research and remain current on applicable legislation, industry developments and internal procedures.
- Consult and correspond with clients, prospective clients, and industry role players.
- Resolve and respond timeously to client queries.
- Actively assist in sourcing and maintaining a panel of prescribed clients.
Skills and Competencies
- Ability to interpret and apply legislation, provide regulatory guidance, analytical reporting, business writing, excellent written and verbal communication skills, research skills, detail orientated, digital and computer literacy.
- Problem-solving skills, stakeholder engagement skills, interpersonal skills, and high ethical standards.
- Effective and disciplined self-management (Function well under pressure, time management, adherence to deadlines, etc.),
- Professionalism and ability to take initiative, leadership skills, negotiating skills, strategic thinking and problem-solving skills and client relationship management skills.
Minimum Requirements
- Preferred: Working knowledge of the financial services’ regulatory environment, compliance guidelines, standards, and legislation FAIS, FICA, LTIA, STIA, POPIA, CISCA, etc.).
- Preferred: At least 2 years’ working experience in a legal, compliance or financial environment
- Non-Negotiable: LLB / 4 Year Law / Commerce degree or equivalent that has been recognized by the FSCA for Compliance Officers
- Advantageous: Completed Regulatory Examinations 1, 3, or 5 will be advantageous.
- Computer literacy: Proficient in Microsoft Office (Word, Excel, PowerPoint & Outlook)
- Good command of written and spoken English and Afrikaans
- Must have a positive outlook, be presentable and self-motivated
- Valid driving license and own transportation as the incumbent will need to attend meetings at clients’ offices
- This is a predominantly remote role: As this position is not based in an office, the incumbent will need to have the required discipline and infrastructure to work from home or another location as agreed to.
Closing date for applications: 16 October 2026
Only suitable applicants will be contacted. Should you have not received a response by or on the 30 October 2026, please consider your application unsuccessful.
Salary: Market RelatedOriginally posted on Himalayas