高级总法律顾问，监管产品
Associate General Counsel, Regulatory Products
我们是谁？
The Motley Fool 是一家以使命驱动的金融服务公司，致力于让世界更聪明、更快乐、更富有。30 年来，我们通过透明度、教育和有趣的“傻瓜式”方式，帮助人们做出更好的投资决策。我们是一个快速运转、协作紧密的团队，重视高质量的工作、好奇心和主动性。我们对所做的工作充满热情，我们的工作对人们财务未来的影响力是我们前进的动力。
这个团队做什么？
Fool 是一个充满乐趣和高效工作的场所。我们的法务团队在遵守可能影响我们所有工作和乐趣的法律和法规的同时，帮助我们实现创新。我们希望我们的律师能帮助我们避免灾难，比如 [已隐藏] 或 [也已隐藏]，但我们尤其希望他们能帮助我们为会员和世界打造出色的服务。
你在这个职位中会做什么？
我们正在寻找一位具有战略眼光和创业精神的监管律师，帮助指导我们的产品和服务向公众推出，帮助塑造金融建议的未来。你将与产品、运营、技术和合规部门的跨职能团队及高级领导密切合作，作为我们产品提供和开发决策的主要法律顾问。你将在动态、快节奏的环境中应对新的和独特的挑战，帮助我们交付值得信赖的科技导向产品，同时降低监管风险。这是一个高影响力的职位，适合一位在创新与监管交汇处茁壮成长的律师，能够迅速评估风险，提供务实的指导，并以快速的速度推动负责任的创新。
你将成为我们业务同事的专职法务合作伙伴，贯穿整个产品开发生命周期——从构思到发布和迭代——并帮助将法律和合规考虑无缝地融入我们构建产品和服务的方式（可以说，是“按设计”）。
没有哪两天是相同的，但以下是你将处理的一些内容：
- 为我们的业务提供的新产品和功能的法律和监管影响提供及时、业务导向的指导，包括人工智能工具、ETF 和研究产品。
- 就适用的联邦和州证券法律和法规提供建议，包括投资顾问法，以及它们与公司产品和服务的关系。
- 起草、审查和执行与产品开发和发布相关的法律文件。
查看英文原文
Who are we?
The Motley Fool is a purpose-driven financial services company on a mission to make the world smarter, happier, and richer. For 30 years we’ve been helping people make better investment decisions through transparency, education, and Foolish fun. We’re a fast-moving, collaborative team that values high-quality work, curiosity, and initiative. We care deeply about what we do, and we’re driven by the impact our work has on real people’s financial futures.
What does this team do?
The Fool is a place where a lot of fun and a lot of work happen quickly. Our Legal team helps us innovate while adhering to the laws and regulations that may affect all of the work and fun we do. We look to our lawyers to help us avoid fiascos, like [redacted] or [also redacted], but we especially want them to help us create great services for our members and the world.
What would you do in this role?
We’re looking for a strategic and entrepreneurial regulatory attorney to help guide the development, offer, and deployment of our products and services to the public, helping to shape the future of financial advice. You will partner closely with cross-functional teams and senior leaders across Product, Operations, Technology, and Compliance to serve as the primary legal advisor on our product offerings and development decisions . Comfortable taking on new and unique challenges in a dynamic, fast-paced environment, you will help us deliver trusted, tech-forward products while mitigating regulatory risk This is a high-impact role ideal for a lawyer who thrives at the intersection of innovation and regulation and can quickly assess risk, deliver pragmatic guidance, and enable responsible innovation at a rapid pace.
You will serve as the dedicated legal partner to our business colleagues throughout the full product development lifecycle — from ideation to launch and iteration — and help seamlessly integrate legal and compliance considerations into the way we build our products and services (one might say, “by design”).
No two days will look the same, but here’s a glimpse of what you’ll tackle:
- Provide timely, business-grounded guidance on the legal and regulatory implications of new features and product lines offered by our businesses, from AI-powered tools to ETFs to research products.
- Advise on applicable federal and state securities laws and regulations, including the Investment Advisers Act, as they relate to the Company's products and services.
- Draft, review and facilitate the filing of regulatory documents.
- Work with team members and external service providers to develop and implement compliance programs for new initiatives.
- Draft legal disclosures, terms of service, and disclaimers to accompany the Company’s products and services.
- Partner with cross-functional teams on regulatory compliance and implications of new features, including AI-enabled tools and automated financial communications.
- Help identify and manage risk arising from marketing materials, disclosures, and member-facing communications.
- Draft and review agreements relevant to product and operation activities.
- Stay ahead of industry trends, legal risks, and regulatory shifts — and educate internal stakeholders accordingly.
What You’ll Bring
- 8+ years of legal experience with in-house and/or law firm experience (a combination of both is preferred), advising on product development within or adjacent to financial publishing, fintech, InvestTech, or other financial services environments.
- Deep substantive and practical knowledge of investment management law, securities regulation and other applicable rules with emphasis on the Investment Advisers Act.
- Familiarity with consumer financial protection regulations as applied to consumer-facing products and services.
- Strong written and verbal communication skills, including the ability to translate legal complexity into usable guidance for non-lawyers.
- Direct experience advising on AI-enabled tools, automation systems, or personalization engines in a regulated context.
- Strong business judgment and ability to balance risk mitigation with growth.
- J.D. and active, good standing membership in at least one U.S. state bar.
Annual Pay Range
$260,000—$290,000 USD
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Originally posted on Himalayas