第三方风险管理(TPRM)分析师 - 远程
Analyst, Third-Party Risk Management (TPRM) - Remote
在Broadridge,我们建立了一种文化,其中最高目标是赋能他人实现更多成就。如果你热衷于发展自己的职业生涯,同时帮助他人前行,欢迎加入Broadridge团队。
Broadridge正在寻找一位注重细节且积极主动的专业人士,能够准确高效地推动第三方通过风险评估流程,同时支持积极、以解决方案为导向的利益相关者体验。第三方风险对公司的利益相关者、客户和投资者具有企业级影响。成功候选人将展现出良好的判断力、强大的组织能力、分析思维,以及跨团队有效协作的能力。
该职位需要一位能够在动态环境中工作、管理多项优先事项,并支持TPRM生命周期中运营和基于风险的活动执行的个人。对技术和数据的理解将对支持风险管理目标并实现业务成果至关重要。
TPRM分析师将支持端到端的第三方风险评估流程的执行,并协助协调公司内部的业务关系。为完成这一使命,分析师将与供应商关系经理(VRMs)、业务单元利益相关者以及信息安全部门、合规、法律、财务、隐私、弹性及安全等关键TPRM支柱领域的主题专家(SMEs)紧密合作。
职责:
- 通过TPRM系统和流程支持新旧第三方请求的接收和分类
- 协助协调和执行供应商产品和服务的固有风险评估和尽职调查活动
- 在升级或SME审核前审查提交的问卷、支持文件和风险资料,确保其完整性和质量
- 跟踪所需文件、联系和后续活动,确保评估在既定服务级别内推进
- 与业务利益相关者和SME合作,收集支持第三方风险评估所需的信息
- 在适用的TPRM记录系统中维护准确的记录,包括风险评级、发现、批准、整改行动和生命周期状态更新
- 支持整改跟踪和与内部利益相关者及第三方的后续跟进,以推动及时解决问题
- 协助持续监控和报告工作
查看英文原文
At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.
Broadridge is seeking a detail-oriented and proactive professional who can help move third parties through the risk assessment process accurately and efficiently while supporting a positive and solutions-oriented stakeholder experience. Third-party risk has enterprise-level implications for stakeholders, clients, and investors of the firm. The successful candidate will demonstrate sound judgment, strong organization, analytical thinking, and an ability to collaborate effectively across teams.
The role requires an individual who is comfortable working in a dynamic environment, managing multiple priorities, and supporting the execution of operational and risk-based activities across the TPRM lifecycle. Technology and data appreciation will be important for supporting risk management objectives while enabling business outcomes.
The TPRM Analyst will support the execution of the end-to-end third-party risk assessment process and help coordinate business relationships across the company. To carry out this mission, the Analyst will partner closely with Vendor Relationship Managers (VRMs), Business Unit stakeholders, and Subject Matter Experts (SMEs) across the key TPRM pillars, including Information Security, Compliance, Legal, Finance, Privacy, Resiliency, and Security.
Responsibilities:
- Support the intake and triage of new and existing third-party requests through TPRM systems and workflows
- Assist with the coordination and execution of inherent risk assessments and due diligence activities for vendor products and services
- Review submitted questionnaires, supporting documentation, and risk artifacts for completeness and quality before escalation or SME review
- Help track required documentation, outreach, and follow-up activities to ensure assessments move through the process within established service levels
- Partner with business stakeholders and SMEs to gather information needed to support third-party risk assessments
- Maintain accurate records in applicable TPRM systems of record, including risk ratings, findings, approvals, remediation actions, and lifecycle status updates
- Support remediation tracking and follow-up with internal stakeholders and third parties to help drive timely issue resolution
- Assist with ongoing monitoring activities, including reassessment scheduling, documentation refreshes, and evidence collection
- Support the preparation of standard and ad hoc reporting for management, governance committees, audits, and regulatory inquiries Identify data quality issues, process gaps, and operational improvement opportunities, and escalate as appropriate
- Assist in maintaining TPRM documentation
- Build effective working relationships with internal stakeholders and provide timely, professional support regarding TPRM requirements and process questions
- Maintain a working understanding of the TPRM program, including relevant policy, procedures, systems, and governance expectations
- Stay current on evolving industry trends, regulatory expectations, and best practices related to third-party risk management
- Support special projects and broader TPRM program initiatives, as assigned by management
Qualifications:
- Minimum of 1–3 years of experience in third-party risk management, supplier/vendor management, procurement, compliance, operational risk, audit, cybersecurity, or a related discipline
- Familiarity with risk management concepts, control environments, and due diligence practices
- Experience working with workflow, procurement, GRC, or TPRM platforms
- Ability to manage multiple tasks, competing priorities, and deadlines in a fast-paced environment
- Strong attention to detail and ability to work with large amounts of data and documentation accurately
- Demonstrated analytical and problem-solving skills with a structured approach to issue identification and resolution
- Comfortable working with ambiguity and adjusting priorities based on business need and leadership direction
- Strong written and verbal communication skills, with the ability to interact effectively with internal stakeholders and third parties
- Self-motivated individual who demonstrates initiative, reliability, flexibility, and accountability
- Proficiency in Microsoft Office applications, particularly Excel and PowerPoint
- Familiarity with third-party risk domains such as information security, privacy, business continuity, legal, compliance, or financial risk is a plus
- Experience in financial services or a highly regulated environment preferred
Compensation Range: The salary range for this position is $75,000 - $85,000 USD annual base. Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, location and education. Bonus eligible. Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.
We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.
Use of AI in Hiring
As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.
US applicants: Click here to view the EEOC "Know Your Rights" poster.
Disability Assistance
We recognize that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued, and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race, color, religion, sex (including sexual orientation, gender identity or expression, and pregnancy), marital status, national origin, ethnic origin, age, disability, genetic information, military or veteran status, and other protected characteristics protected by applicable federal, state, or local laws.
If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to .
Originally posted on Himalayas