Firm Compliance Partner
关于商业轮公司是一个领先的财富管理企业，帮助每个代人实现更光明的金融期货。轮监督157.4亿英客户投资 （2026年8月）.它拥有顾问和客户提供包括金融咨询，投资平台，多资产投资解决方案和自由裁决基金管理。该业务由两个部门组成：富裕和高净值。富裕涵盖了金融规划业务，Quilter 财务计划，Qilter 投资平台和 Quilter 投放者，多资金投资业务解决方案。高净值包括自主基金管理业务，Quilter Cheviot,以及 QuilterCheviot 金融规划提供高度个性化的服务给私人客户，慈善机构，信托人和专业合作伙伴.Quilter cheviot 在英国，爱尔兰和运河群岛都有现场。我们从来没有停滞不前。我们的基础是基于我们非凡的专业知识，这有数百万名客户所信任的，但我们有着很大的野心保持一步领先并对我们服务的人民和社区产生更大的影响，包括我们的同事。我们的业务正在转型，不断现代化，并变得更加客户中心。所以，如果你想在追求你的野心中勇敢，带来新的想法，挑战和发展我们的工作，这是一个完美的时间加入我们！关于角色水平：第四级部门：监督和监督 (QFP) 位置：家庭基础合同类型：永久性，全职作为公司遵守合作伙伴 Quilter 财务规划，你将提供监管监督各种指定的代表企业组合。你的投资组合将包括常规公司和适用于主要远程监督的小型定制企业，偶尔在需要情况或风险配置的情况下进行旅行。你将对你的公司拥有端到端的所有权，与公司主管建立有效的工作关系并深入了解他们的业务运作方式。你将提供实用支持和指导，同时保持独立性和信心，在未满足法规要求或网络标准时构建挑战。你将计划和完成坚定的认证审查和治理评估，使用证据和专业判断来
查看英文原文
About the Business
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
Quilter oversees £157.4 billion in customer investments (as of August 2026). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.
Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.
High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning – offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.
At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues.
Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it’s the perfect time to join us!About the Role
Level: Level 4
Department: Supervision & Oversight (QFP)
Location: Home-based
Contract type: Permanent, Full-Time
As a Firm Compliance Partner within Quilter Financial Planning, you will provide regulatory oversight for a varied portfolio of appointed representative firms. Your portfolio will include routine firms and smaller bespoke businesses that are suitable for primarily remote supervision, with occasional travel where the circumstances or risk profile of a firm require it.
You will take end-to-end ownership of your firms, building effective working relationships with Firm Principals and developing a strong understanding of how their businesses operate. You will provide practical support and guidance while retaining the independence and confidence to challenge constructively where regulatory requirements or Network standards are not being met.
You will plan and complete firm attestation reviews and governance assessments, using evidence and professional judgement to assess each firm’s governance, systems and controls. Where concerns or weaknesses are identified, you will agree proportionate action plans, establish clear timescales and monitor progress through to completion.
You will take ownership of identified issues through to an appropriate conclusion, escalating material concerns through the relevant channels when required. You will also support the pre-vetting of firms looking to join Quilter, assessing compliance and conduct risks, providing appropriate challenge and contributing to informed onboarding decisions.
The decisions you make will directly support good customer outcomes by helping firms identify weaknesses early, strengthen their controls and deliver advice and ongoing service to the standards customers should expect.
This is a home-based role where supervision is delivered primarily through Microsoft Teams. You will plan and manage your own workload while contributing to a highly skilled and collaborative team.
Occasional travel will be required where this is appropriate to the needs of the firm or the supervision being undertaken.
About You
You will be a confident communicator, particularly skilled in questioning, and be able to display sound judgment when assessing risks and developing action plans. You will also have strong analytical approach and inquisitive nature.
You will bring a wealth of existing experience working within a compliance role and be competent in providing feedback to advisers/firm principals.
Experience of Network/National and IFA/restricted advice models is desirable.
A Compliance & Risk qualification is essential, and all candidates must be QCF Level 4 or equivalent.
#Quilter
Inclusion & Diversity
We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.
Values
Do the right thing: We act with integrity and are proudly committed to going above and beyond in service of our clients and the support we provide our communities.
Always curious: We continuously seek new ideas and knowledge so we’re one step ahead of our clients’ needs. We look for inspiration everywhere and encourage experimentation, recognising that this is how we create brilliant solutions for brighter futures.
Embrace challenge: We aim high to transform our potential into meaningful outcomes. With ambition as our driving force and a steadfast commitment to growth, we succeed for the good of every generation.
Stronger together: Combining our diverse talents, we accomplish more collectively than we ever could do alone. We speak openly, actively listen, and support each other, and constructively challenge and embrace new ideas. We seek empowerment and demonstrate ownership and trust, with the confidence to make impactful decisions.
Core Benefits
Holiday: 182 hours (26 days)
Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution.
Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions.
Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children.
Life Assurance: 4x your salary.
Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.
Healthcare Cash Plan: Jersey employees only
In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction.
Originally posted on Himalayas