助理经理-监管报告.CAD-监管报告
Assistant Manager-Regulatory Reporting.CAD-Regulatory Reporting
职位描述
职位名称：合规报告助理经理
部门：CAD - 公司事务
直接上级：高级合规报告经理
职位目的
负责Mashreq UAE指定的合规报告的准确编制、审核和及时提交，包括伊斯兰银行业务和子公司报告，符合CBUAE、SCA及适用的内部要求。
计算、验证并解释关键审慎指标，包括巴塞尔资本与流动性比率及第三支柱披露，并与底层财务和风险数据进行清晰的对账。
作为指定报告的第一线控制者，通过保持强有力的检查、文档记录、审计追踪和问题解决纪律，同时支持监管查询和报告变更的实施。
关键成果领域
在所有规定频率下编制、审核并提交指定的合规报告，包括门户上传、审批和提交证据的保存。
通过变动分析、合理性检查和与总账、源系统及管理信息的对账，计算并验证审慎指标。
协调财务、风险、资金、运营、伊斯兰银行业务及子公司的输入；质疑异常情况并确保及时解决或升级。
执行制单复核控制，并为映射、假设、调整、对账和审批保留完整的文档记录。
监控CBUAE和SCA的要求，并协调模板、验证、映射、SOP、检查清单和报告日历的更新。
支持监管、管理层和审计查询；修复数据质量问题和控制漏洞；与技术和数据团队合作推动自动化、用户验收测试（UAT）和流程改进。
操作环境、框架和边界、工作关系
在符合批准的政策、SOP、数据治理标准、内部控制和授权范围的前提下，满足严格的监管截止日期。
与关键利益相关者保持有效关系，并通过及时升级、交接和业务连续性安排管理优先级。
协调内部、外部和监管审计要求，包括证据提供、查询解决和观察项的关闭。
通过工作分配、技术审查和知识共享指导初级人员，确保关键交付成果的连续性。
解决问题
应用合规知识和专业判断
查看英文原文
JOB DESCRIPTION
Job Title : Assistant Manager - Regulatory Reporting
Department : CAD – Corporate Affairs
Direct Supervisor - Senior Manager Regulatory Reporting
Job Purpose
Own the accurate preparation, review and timely submission of assigned regulatory returns for Mashreq UAE, including Islamic banking and subsidiary reporting, in accordance with CBUAE, SCA and applicable internal requirements.
Calculate, validate and explain key prudential measures, including Basel' Capital & Liquidity Ratios and Pillar III disclosures, with clear reconciliation to underlying finance and risk data.
Operate as a first-line controller for assigned returns by maintaining strong checks, documentation, audit trails and issue-resolution discipline, while supporting regulatory queries and reporting change implementation.
Key Result Areas
Prepare, review and submit assigned regulatory returns across all prescribed frequencies, including portal upload, approvals and retention of submission evidence.
Calculate and validate prudential metrics through movement analysis, reasonability checks and reconciliation to the general ledger, source systems and management information.
Coordinate inputs across Finance, Risk, Treasury, Operations, Islamic Banking and subsidiaries; challenge anomalies and ensure timely resolution or escalation.
Execute maker-checker controls and maintain complete documentation for mappings, assumptions, adjustments, reconciliations and approvals.
Monitor CBUAE and SCA requirements and coordinate updates to templates, validations, mappings, SOPs, checklists and reporting calendars.
Support regulatory, management and audit queries; remediate data-quality issues and control gaps; and drive automation, UAT and process improvements with Technology and data teams.
Operating Environment, Framework and Boundaries, Working Relationships
Operate within approved policies, SOPs, data-governance standards, internal controls and delegated authorities while meeting strict regulatory deadlines.
Maintain effective relationships with key stakeholders and manage priorities through timely escalation, handover and business-continuity arrangements.
Coordinate internal, external and regulatory audit requirements, including evidence provision, query resolution and closure of observations.
Guide junior resources through work allocation, technical review and knowledge sharing, ensuring continuity of critical deliverables.
Problem Solving
Apply regulatory knowledge and professional judgement to investigate reporting anomalies, reconciliation breaks, data gaps and interpretation matters.
Determine root causes, recommend corrective actions and communicate complex issues clearly to technical and non-technical stakeholders.
Prioritize issues according to regulatory deadlines, materiality and risk, and escalate matters that may affect accuracy, completeness or timeliness.
Decision Making Authority & Responsibility
Accountable for the accurate preparation, first-level review and timely submission of assigned returns within the approved maker-checker and delegated-approval framework.
Recommend corrections and control enhancements within assigned authority, ensuring significant adjustments or interpretations receive management approval.
Coordinate stakeholders to resolve reporting issues and implement approved regulatory or process changes.
Manage concurrent deliverables with disciplined planning, prioritization and escalation.
Knowledge, Skills and Experience
CA, ACCA, CPA, CMA or equivalent is preferred, with typically 7+ years of relevant banking experience.
Working knowledge of CBUAE requirements, Basel capital concepts, IFRS, banking products, general-ledger structures and regulatory-reporting controls.
Advanced Excel capability for large-data analysis and reconciliations; exposure to regulatory-reporting, data-visualization or automation tools is advantageous.
Originally posted on Himalayas