MiFID & Consumer Duty Specialist - Contract
概述 我们正在支持一个寻求经验丰富的 MiFID 和消费者义务专家来支持其监管计划的增强。这是一个实践合同角色，重点是加强 MiFID 和消費者责任之间的框架，政策和控制。成功的顾问将与遵守规则以及关键利益相关方密切合作，以根据监管期望提高文档，治理和控制效率。关键职责 · 支持改善 MiFID 及消费者责任方案 ·审查，更新和草案政策，框架和书面程序 ·协助规范控制的设计和完善 · 提供 MiFID 和消费者义务要求方面的专业知识 ·支持治理，监督和监管协调活动 · 与内部团队合作，将改进纳入 BAU 流程 · 在需要时制作清晰的，准备好管理文件 · 需要求经验 · 6年以上的金融服务经验 · 强有力的，可证明的专业知识：· MiFID ·消费者责任 · 符合性咨询，监管变化，风险或咨询背景 · 改善或实施监管方案的经验 · 在实践中运营。· 与高级利益相关者自信地交往的能力 理想经验 · 前任的合同或咨询经验 · 对 FCA 审查，监管纠正或内部审计结果的接触 ·规范控制设计或测试的经验 ·广泛的金融服务 （银行业，财富，支付或投资公司）的曝光 原始发布在喜马拉雅山
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Overview
We are supporting a financial services organisation seeking an experienced MiFID & Consumer Duty specialist to support the enhancement of its regulatory programme. This is a hands-on contract role focused on strengthening frameworks, policies, and controls across MiFID and Consumer Duty.
The successful consultant will work closely with Compliance and key stakeholders to uplift documentation, governance, and control effectiveness in line with regulatory expectations.
Key Responsibilities
- Support the enhancement of the MiFID and Consumer Duty programme
- Review, update, and draft policies, frameworks, and written programmes
- Assist with the design and refinement of regulatory controls
- Provide subject matter expertise across MiFID and Consumer Duty requirements
- Support governance, oversight, and regulatory alignment activities
- Collaborate with internal teams to embed improvements into BAU processes
- Produce clear, regulator-ready documentation where required
Requirements
Required Experience
- 6+ years’ experience within Financial Services
- Strong, demonstrable expertise in:
- MiFID
- Consumer Duty
- Background in Compliance Advisory, Regulatory Change, Risk, or Consulting
- Proven experience enhancing or implementing regulatory programmes
- Comfortable operating in a hands-on delivery role
- Ability to engage confidently with senior stakeholders
Desirable Experience
- Previous contract or consulting experience
- Exposure to FCA reviews, regulatory remediation, or internal audit findings
- Experience designing or testing regulatory controls
- Broad financial services exposure (banking, wealth, payments, or investment firms)
Originally posted on Himalayas