首席合规官（CCO）- US FinTech

This is a remote position.
Executive Overview
The Chief Compliance Officer (CCO) provides enterprise wide regulatory governance and oversight across US FinTech operations. This role ensures compliance with federal and state financial regulations including AML/BSA, UDAAP, SEC/FINRA (where applicable), and multi state licensing requirements.
The CCO reports to the CEO or Board and carries direct accountability for regulatory program effectiveness.

Regulatory Scope

• Bank Secrecy Act (BSA)

• AML & SAR governance

• UDAAP compliance

• CFPB supervisory readiness

• SEC / FINRA reporting (if applicable)

• State licensing & regulatory engagement

• Policy & procedure governance

• Enterprise compliance framework

Key Responsibilities

• Develop and oversee enterprise compliance strategy

• Ensure AML program effectiveness

• Lead regulatory audits and examinations

• Present compliance updates to board

• Oversee compliance monitoring & testing

• Maintain regulator relationships

• Manage compliance team structure & hiring

Requirements

Required Experience

• 10+ years in financial services compliance

• Senior leadership within FinTech, payments, digital lending, or regulated financial services

• Direct experience managing regulatory examinations

• Strong knowledge of FinCEN, CFPB, SEC, and state oversight

• Experience reporting to executive or board level

Preferred Background

• CAMS certification

• JD or relevant regulatory qualification

• Prior CCO or Deputy CCO experience

• Multi-state licensing exposure

Benefits

Compensation Range (US)

$220,000 – $350,000+ Bonus + Equity (depending on stage)

Originally posted on Himalayas