合规实习生
Compliance Intern
关于Sezzle
以赋能下一代的财务自由为使命，Sezzle正在超越支付本身，重新定义购物体验，将尖端科技与无缝、无息分期计划相结合，让购物更智能、更便捷。我们不仅在改变支付方式，更在重新定义人们发现、互动和购买喜爱商品的方式，通过提升转化率和订单价值，对商户销售产生实际影响。随着我们持续塑造金融科技和零售的未来，我们正在打造一支创新、充满活力的团队，他们热衷于创造的不只是交易，而是一次真正独特的购物旅程。如果你对技术边界充满热情，并希望为消费者和商户带来变革性的体验，欢迎加入Sezzle，共同创造购物的未来！
职位简介：
我们正在寻找一位注重细节且积极主动的合规实习生，以支持Sezzle的合规团队。该职位将在广泛的业务活动中提供二线监督和日常咨询支持，通过将监管要求转化为实际指导，执行运营合规审查，并生成符合治理要求的文档和报告。该职位在确保遵守监管要求、支持内部政策、标准和流程的发展方面起着关键作用，同时推动组织内诚信和问责文化的建立。
你将负责：
- 为业务伙伴提供关于消费金融和支付要求的合规咨询支持；记录指导、决策和后续跟进。
- 使用既定的工作流程和证据标准，支持合规运营与咨询工作的接收、跟踪和完成（包括咨询请求、审查和行动）。
- 对高风险渠道（如CFPB、BBB和高管升级）的投诉处理进行二线监督审查，并参与投诉趋势和根本原因分析。
- 通过维护问题/行动日志、验证补救计划和证据、监控问题从发生到解决的过程，支持问题管理治理。
- 通过审查项目对合规性的影响、控制准备情况和所需批准/升级，参与变更管理监督。
- 对营销和客户沟通内容进行使用前的合规审查；识别必要的披露信息和风险（如UDAAP、公平贷款）。
查看英文原文
About Sezzle
With a mission to financially empower the next generation, Sezzle is revolutionizing the shopping experience beyond payments, blending cutting-edge tech with seamless, interest-free installment plans that make shopping smarter and more accessible. We’re not just transforming payments; we’re redefining how people discover, interact with, and purchase the things they love while driving real impact on merchant sales through increased conversions and higher order values. As we continue to shape the future of fintech and retail, we’re building an innovative, dynamic team passionate about creating more than just a transaction but a truly unique shopping journey. If you’re excited about pushing boundaries in tech and delivering a game-changing experience for consumers and merchants alike, come join us at Sezzle and help create the future of shopping!
About the role:
We are seeking a detail-oriented and proactive Compliance Intern to support Sezzle’s Compliance Team. This role provides second-line oversight and day-to-day advisory support across a wide range of business activities by translating regulatory requirements into practical guidance, executing operational compliance reviews, and producing governance-ready documentation and reporting. This role plays a critical part in ensuring adherence to regulatory requirements and supporting the development of internal policies, standards and procedures, while fostering a culture of integrity and accountability across the organization.
What You'll Do:
- Provide compliance advisory support to business partners on consumer finance and payments requirements; document guidance, decisions, and follow-ups.
- Support the intake, tracking, and completion of Compliance Operations & Advisory work (advisory requests, reviews, and actions) using defined workflows and evidence standards.
- Perform second-line oversight reviews of complaint handling for higher-risk channels (e.g., CFPB, BBB, and executive escalations) and contribute to complaint trend and root-cause analysis.
- Support issues management governance by maintaining issue/action logs, validating remediation plans and evidence, and monitoring aging to closure.
- Participate in change management oversight by reviewing initiatives for compliance impacts, control readiness, and required approvals/escalations.
- Conduct pre-use compliance reviews of marketing and customer communications; identify required disclosures and risks (e.g., UDAAP, fair lending) and document results.
- Assist with product development compliance assessments for new products and material initiatives; coordinate inputs, maintain risk/control documentation, and track conditions for launch.
- Support third-party compliance activities for customer-facing vendors (e.g., due diligence documentation support, contract requirement tracking, ongoing monitoring).
- Prepare clear written memos and governance-ready summaries (metrics, themes, escalations) for leadership and partner reporting.
- Assist in gathering and delivering relevant information for internal and external regulatory reviews, examinations, audits, or other supervisory events.
- Support additional compliance-related initiatives and projects as assigned.
Required Qualifications
- Self-motivated, adaptable, and capable of working independently or collaboratively.
- Solid understanding of regulatory frameworks, laws, and compliance requirements applicable to consumer financial products and services.
- Experience in compliance operations/advisory, risk management, quality assurance, or other control/oversight activities (planning, documentation, analysis, and reporting).
- Strong written communication skills with the ability to produce clear documentation, memos, and evidence packages.
- Strong project management and organizational skills, with the ability to prioritize effectively across multiple workstreams.
- Analytical thinker with sound judgment and a proactive mindset; able to recommend practical solutions that mitigate risk and strengthen controls.
- Excellent interpersonal and communication skills, with the ability to engage with stakeholders at all levels and provide effective challenge and recommend practical solutions to mitigate risk and enhance controls.
- High integrity, sound ethical judgment, and comfort escalating concerns when needed.
Education & Experience
- A BS/BA degree or higher in accounting, finance, business administration, legal studies, information systems, or a related field.
- Minimum of 1 year of professional experience in consumer finance, fintech, banking, or another regulated environment preferred.
- Experience supporting complaint management oversight, issues management, change management, marketing review, product compliance assessments, or third-party oversight is highly desirable.
About You:
- You have relentlessly high standards - many people may think your standards are unreasonably high. You are continually raising the bar and driving those around you to deliver great results. You make sure that defects do not get sent down the line and that problems are fixed so they stay fixed.
- You’re not bound by convention - your success—and much of the fun—lies in developing new ways to do things
- You need action - speed matters in business. Many decisions and actions are reversible and do not need extensive study. We value calculated risk-taking.
- You earn trust - you listen attentively, speak candidly, and treat others respectfully.
- You have backbone; disagree, then commit - you can respectfully challenge decisions when you disagree, even when doing so is uncomfortable or exhausting. You have conviction and are tenacious. You do not compromise for the sake of social cohesion. Once a decision is determined, you commit wholly.
- You deliver results - you focus on the key inputs and deliver them with the right quality and in a timely fashion. Despite setbacks, you rise to the occasion and never settle.
What Makes Working at Sezzle Awesome:
At Sezzle, we are more than just brilliant engineers, passionate data enthusiasts, out-of-the-box thinkers, and determined innovators. We believe in surrounding ourselves with only the best and the brightest individuals. Our culture is not defined by a certain set of perks designed to give the illusion of the traditional startup culture, but rather, it is the visible example living in every employee that we hire.
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Originally posted on Himalayas