运营风险与控制高级业务分析师
Senior Business Analyst - Ops Risk & Control
技术运营风险管理师负责管理复杂/关键/大型专业纪律领域。领导和指导一个专业人员团队。需要全面了解职能内多个领域以及它们如何相互作用以实现职能的目标。应用深入理解技术贡献的商业影响。强大的商业意识是必要的。一般负责向一或多家企业/地理区域提供全方位服务。需要在内部进行谈判，通常是在高级层面。可能需要一些外部沟通。对一个区域的最终结果负责。控制资源，制定政策和规划。主要影响一项子功能。涉及短期到中期计划行动和资源自己的领域。团队或多个团队的全部管理责任，包括人员管理，预算和规划，包括绩效评估，薪酬，招聘，纪律行动和终止和批准预算。责任：建立和监督运营风险政策，技术和工具以及治理流程的应用以创建持续解决方案来最大限度地减少因失败内部过程，不充分控制和新兴风险而产生的损失。独立评估风险并采取行动来解决持续导致经营风险损失的根本原因，通过挑战历史和拟议实践。管理和监督可能包括 （但不仅限于）技术运营风險，例如网络风险。作为在企业内或独立风险团队的工作监督功能 驱动运营风险预测，减轻和损失回收 （以及各自的恢复计划）确保运营风險政策实施和豁免批准 通知分类级别或相关问题上操作风险委员会出席商业风险委员会领导监督年度关键风险指标 (KRI) 审查监视 KRCI 触发器和门以及企业 ORM 与商业关系对违规行为和纠正行动步骤的分析 在分层级沟通并扩大 KRCI 中的违规行为 T-10 （深度潜水根源分析）的支持下
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Business Analyst Operational risk and control
Description
The Technology Operational Risk Grp Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achieve the objectives of the function. Applies in-depth understanding of the business impact of technical contributions. Strong commercial awareness is a necessity. Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions. Excellent communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end results of an area. Exercises control over resources, policy formulation and planning. Primarily affects a sub-function. Involved in short- to medium-term planning of actions and resources for own area. Full management responsibility of a team or multiple teams, including management of people, budget and planning, to include performance evaluation, compensation, hiring, disciplinary actions and terminations and budget approval.
Responsibilities:
Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks.
Independently assesses risks and drive actions to address the root causes that persistently lead to operational risk losses by challenging both historical and proposed practices.
Governance and oversight may include (not limited to) technology operational risk, cyber risk for example.
Serves as an oversight function working with the In-Business OR and Independent Risk Teams
Drives Operation Risk Anticipation, Mitigation and Loss Recovery (and respective Recovery Plans)
Ensures Operation Risk Policy implementation and exception approvals
Informs Operational Risk Council on Sub-Segment Level OR related matters
Attends In Business Risk Committees
Leads- oversees the annual Key Risk Indicator (KRI) reviews
Monitors KRCIs triggers and thresholds and the analysis by the Business
Liaises with Business ORM on breaches and action steps to correct breaches
Communicates and Escalates breaches in KRCIs at the Segment Level
Works on T-10 (deep dive root cause analysis) with support of In-Business ORM and drive corrective actions
Exports best practices and common risk, controls and corrective actions through Framework Papers
Ensures that wide KORs and KRCIs are communicated and understood by Businesses
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding company and its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Qualifications:
10+ years significant relevant experience working in an Operational Risk, Technology Risk, IT Audit, Operational Control, Information Security or related field (financial services industry experience preferred)
Established understanding of software design, application development, distributed systems, SDLC, and/or technology operations (hands on experience preferred)
Project management experience demonstrating strong analytical skills exhibiting ability to solve complex problems in new and varied environments, processes and technologies helpful
Compliance experience helpful
Understanding of financial regulation, operational management, vendor management and RCSA or related control processes across a global environment helpful.
Demonstrable ability to analyze and monitor risk control issues through to resolution
Excellent Written and Verbal communication skills.
Exhibit Strong Influencing/negotiating skills with attention to detail.
Education:
Bachelors/University degree, Masters degree preferred
Originally posted on Himalayas