合规主管
Head of Compliance
职位：合规负责人
关于该职位：
合规负责人将领导当地的合规职能，确保遵守当地法规的同时与全球合规标准保持一致。该职位需要与全球合规团队密切合作，实施集团政策，管理监管关系，并监督日常合规运营。
职责：
· 监管合规与许可
· 确保完全符合当地监管要求，包括许可条件、报告义务和持续的监管申报。
· 作为与当地监管机构（例如 [本地金融监管机构]、中央银行）的主要联络人，管理检查、审计和查询。
· 与全球合规团队合作，使本地政策与国际标准（例如 FATF、全球反洗钱框架）保持一致。
· 根据本地和全球要求，制定并维护健全的反洗钱/反恐融资（AML/CFT）、客户尽职调查（CDD）政策。
· 监督交易监控、可疑活动报告（SAR）和制裁筛查，确保与全球合规系统一致。
· 确保符合跨境法规，如 FATF 旅行规则，协调全球团队以实现无缝实施。
· 进行合规风险评估并实施缓解策略，在适用的情况下融入全球风险框架。
· 建立并执行内部合规控制措施，确保与集团政策一致。
· 领导合规违规调查，并向本地管理层和全球合规领导层报告结果。
· 准备并提交本地监管报告（例如金融犯罪报告、资本充足性报告），同时确保全球合规团队知情。
· 向本地和全球管理层（包括董事会、高级管理层和全球合规委员会）汇报合规更新。
· 与本地和全球职能中的法律、风险和运营团队协作，确保监管一致性。
要求：
· 7年以上合规相关经验，最好在加密货币交易所、金融科技或传统金融机构工作过。
· 熟悉当地金融监管法规（例如 [本地反洗钱法规]、支付服务法）和全球加密货币合规趋势。
· 在跨国组织中工作的经验，能够协调本地与全球团队之间的合作。
· 对加密货币监管、区块链分析和金融犯罪风险有深入了解。
查看英文原文
Position: Head of Compliance
About the Opportunity:
The Head of Compliance will lead the local compliance function, ensuring adherence to local regulations while aligning with global compliance standards. This role involves close collaboration with the global compliance team to implement group-wide policies, manage regulatory relationships, and oversee day-to-day compliance operations.
Responsibilities:
· Regulatory Compliance & Licensing
· Ensure full compliance with local regulatory requirements, including licensing conditions, reporting obligations, and ongoing regulatory filings.
· Act as the primary liaison with local regulators (e.g., [Local Financial Authority], Central Bank) and manage inspections, audits, and inquiries.
· Work with the global compliance team to align local policies with international standards (e.g., FATF, global AML frameworks).
· Implement and maintain robust AML/CFT, KYC, and customer due diligence (CDD) policies in line with both local and global requirements.
· Oversee transaction monitoring, suspicious activity reporting (SAR), and sanctions screening, ensuring consistency with global compliance systems.
· Ensure compliance with cross-border regulations such as the FATF Travel Rule, coordinating with global teams for seamless implementation.
· Conduct compliance risk assessments and implement mitigation strategies, incorporating global risk frameworks where applicable.
· Establish and enforce internal compliance controls, ensuring alignment with group-wide policies.
· Lead investigations into compliance breaches, reporting findings to both local management and global compliance leadership.
· Prepare and submit local regulatory reports (e.g., financial crime reports, capital adequacy) while ensuring global compliance teams are informed.
· Present compliance updates to local and global leadership, including the Board, senior management, and global compliance committees.
· Collaborate with Legal, Risk, and Operations teams across local and global functions to ensure regulatory alignment.
Requirement:
· 7+ years in compliance, preferably within a crypto exchange, fintech, or traditional financial institution.
· Strong knowledge of local financial regulations (e.g., [Local AML Laws], Payment Services Act) and global crypto compliance trends.
· Experience working in a multinational organization, coordinating between local and global teams.
· Deep understanding of crypto regulations, blockchain analytics, and financial crime risks.
· Strong leadership, communication, and stakeholder management skills.
Nice to Haves
· Multi-lingual
· Knowledge of blockchain technology, cryptocurrency protocols
· Strong understanding of emerging compliance and regulatory trends in the global crypto ecosystem
· Willingness to travel internationally to engage with regulatory bodies and industry groups
Originally posted on Himalayas