Senior Wealth Advisor
资产管理平台：首席财富顾问，仅注册投资顾问平台概述我们正在寻找一名经验丰富的高级财富顾客加入一个现代化的技术支持的财富管理平台。这个角色是为独立顾问设计的，他们希望保持完全控制他们的实践，同时利用机构级技术，营销，合规和运营支持以有效地扩展规模。理想候选人个人资料。该职位旨在用于目前管理可移植，基于费用的业务簿的活跃金融顾问，AUM 至少拥有2500万美元。申请人应以客户为首，面向增长，并且在独立或1099环境中工作舒适。主要责任 · 为客户个人账本提供主要顾问，提供全面的财富管理服务 · 在金融规划，投资组合建设和持续咨询服务上管理和发展客户关系 · 定制客户组合，包括访问传统和替代投资解决方案 · 对投资理念和客户战略保持完全的主权和自由裁量 · 与内部客户服务，合规和运营团队合作确保无的客户体验 ·通过推，营销举措和个人业务发展战略积极增强实践平台支持提供 · 统一的专有技术平台集成 CRM,运作，合规和市场营销 · 内部合规和风险管理服务使顾问能够专注于客户关系 · 专门为日常账户管理提供客户服务和操作支持 · 监督合规的数字活动，内容和 SEO 等营销支持 · 有领先的保密人员的多托管基础设施 · 远程首个操作模型可选地访问灵活办公空间补偿与结构 ·独立承包商 (1099) 结构 ·根据顾问的生产和偏好定制补偿 ·潜在股权上率的收入参与 ·没有强迫产品销售或专利投资要求 ·可移植，基于费用的 AUM 最低2500万美元 ·积极系列65或相等注册 ·经验证明的高净值或大富裕客户咨询 ·强大的客户关系管理和业务发展技能 ·有能力运营的创业思维
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This is a remote position.
Senior Wealth Advisor
Fee-Only Registered Investment Advisor Platform
OverviewWe are seeking an experienced Senior Wealth Advisor to join a modern, technology-enabled wealth management platform. This role is designed for independent advisors who want to maintain full control of their practice while leveraging institutional-grade technology, marketing, compliance, and operational support to scale efficiently.
Ideal Candidate ProfileThis role is intended for active financial advisors currently managing a portable, fee-based book of business with a minimum of $25M in AUM. Candidates should be client-first, growth-oriented, and comfortable operating in an independent or 1099 environment.
Key Responsibilities
· Serve as the primary advisor for a personal book of clients, delivering comprehensive wealth management services
- Manage and grow client relationships across financial planning, portfolio construction, and ongoing advisory services
- Customize client portfolios, including access to traditional and alternative investment solutions
- Retain full ownership and discretion over investment philosophy and client strategy
- Collaborate with internal client service, compliance, and operations teams to ensure a seamless client experience
- Actively grow the practice through referrals, marketing initiatives, and personal business development strategies
Platform Support Provided
· Unified, proprietary technology platform integrating CRM, operations, compliance, and marketing
- Built-in compliance and risk management services allowing advisors to focus on client relationships
- Dedicated client service and operational support for day-to-day account management
- Marketing support including digital campaigns, content, and SEO with compliance oversight
- Multi-custodial infrastructure with leading custodians
- Remote-first operating model with optional access to flexible office space
Compensation & Structure
· Independent contractor (1099) structure
- Compensation customized based on advisor production and preferences
- Revenue participation with potential equity upside
- No forced product sales or proprietary investment requirements
Requirements
- Minimum $25M in portable, fee-based AUM
- Active Series 65 or equivalent registration
- Proven experience advising high-net-worth or mass affluent clients
- Strong client relationship management and business development skills
- Entrepreneurial mindset with the ability to operate independently
Benefits
Firm Characteristics
· Fee-only registered investment advisory platform
- Multi-custodial model
- Remote and flexible work environment
- Venture-backed, growth-stage firm
Why This RoleThis opportunity is ideal for advisors who want autonomy without isolation. You keep control of your clients and investment decisions while gaining the infrastructure, technology, and support typically only available at much larger firms.
Originally posted on Himalayas